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How our financial regulation team can help you

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Nowhere are the lines more blurred between technology and business than in the finance sector. Disruption and innovation are everywhere: fintech start- ups, insurtechs, crowdfunding and peer-to-peer lending platforms, robo-advisors, crypto platforms, market data suppliers and users, benchmark administrators, e-money wallet providers and payment service providers are among new firms whose business is largely online. Established players are racing to catch up. At the same time, regulatory compliance is increasingly technical in nature.

More than ever, financial companies need lawyers who truly understand technology, who appreciate the seismic changes shaking up finance and what it all means from a regulatory point of view. That’s what you get with our specialist financial regulation team. We’ll help you understand how to comply as you roll out digital services and embark on new relationships with customers and vendors. Whether you’re a challenger start- up or global investment bank, our approach is the same: we give integrated, multi-disciplinary advice from a commercial, strategic perspective.

Talk to us about

  • Ongoing compliance support.
  • Bribery and corruption prevention.
  • Business structuring in the financial sector.
  • Financial regulation considerations for fintech businesses.
  • Financial regulatory strategy.
  • Financial sector transactions, products and services.
  • FCA investigations and enforcement.
  • Investment funds.
  • Investment management, advice and broking.
  • Our retained compliance consultancy service.
  • Sales, marketing and client relationships in the financial sector.
  • Staffing and corporate governance of authorised firms and employment in a regulated environment.
  • Payment services and e-money.
https://test.kemplittle.com/wp-content/uploads/2018/07/Chambers-UK-2019-website-bw.jpg Chambers & Partners Guide to to Legal Profession, UK "

Technology law boutique noted for work at the intersection of telecoms regulation and cloud services, social media, data protection and cybersecurity. Advises on the application of EU and UK financial services regulation to mobile payment models, including as part of new product releases. Assists with international digital services projects in the healthcare sector.

"

Need to talk about this?

Jake GhantyJake Ghanty is the head of financial regulation and a commercial technology partner View the team


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Other stuff you might like

  1. 19 November 2019 EBA Guidelines on outsourcing arrangements for payment services and e-money firms
  2. 27 September 2019 Old unfavourites: New fraud reports show rise in tech-enabled scams | Thomson Reuters- Regulatory Intelligence
  3. 19 September 2019 EBA outsourcing guidelines: What banks, fintechs and cloud providers need to know | ComputerWeekly.com

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The hottest topics in technology
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  • Connectivity
  • Cryptocurrencies & blockchain
  • Cybersecurity
  • Data analytics & big data
  • Data breaches
  • Data rights
  • Digital commerce
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  • Digital health
  • Digital media
  • Digital infrastructure & telecoms
  • Emerging businesses
  • Financial services
  • Fintech
  • Gambling
  • GDPR
  • KLick DPO
  • Open banking
  • Retail
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Kemp Little

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Kemp Little LLP is a limited liability partnership registered in England and Wales (registered number OC300242) and is authorised and regulated by the Solicitors Regulation Authority. Its registered office is 138 Cheapside, London EC2V 6BJ. The SRA Standards and Regulations can be accessed by clicking here.

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